DGAP-PVR: Gerresheimer AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

DGAP Voting Rights Announcement: Gerresheimer AG







Gerresheimer AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution








12.05.2022 / 12:12



Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.


The issuer is solely responsible for the content of this announcement.




Notification of Major Holdings



1. Details of issuer


Name:




Gerresheimer AG




Street:




Klaus-Bungert-Str. 4




Postal code:




40468




City:




DA 1/4 sseldorf
Germany




Legal Entity Identifier (LEI):




5299006GD4UWSYZOKC28



2. Reason for notification







Acquisition/disposal of shares with voting rights




X




Acquisition/disposal of instruments









Change of breakdown of voting rights









Other reason:




3. Details of person subject to the notification obligation


Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)



4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.


Nationale-Nederlanden Levenverzekering Maatschappij N.V.




5. Date on which threshold was crossed or reached:


09 May 2022



6. Total positions







% of voting rights attached to shares
(total of 7.a.)




% of voting rights through instruments
(total of 7.b.1 + 7.b.2)




Total of both in %
(7.a. + 7.b.)




Total number of voting rights pursuant to Sec. 41 WpHG




New




13.81 %




4.77 %




18.59 %




31400000




Previous notification




13.09 %




5.27 %




18.36 %




/



7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)


ISIN




Absolute




In %









Direct
(Sec. 33 WpHG)




Indirect
(Sec. 34 WpHG)




Direct
(Sec. 33 WpHG)




Indirect
(Sec. 34 WpHG)




DE000A0LD6E6




0




4337608




0 %




13.81 %




Total




4337608




13.81 %



b.1. Instruments according to Sec. 38 (1) no. 1 WpHG


Type of instrument




Expiration or maturity date




Exercise or conversion period




Voting rights absolute




Voting rights in %




Right To Recall




Open









891877




2.84 %




Right Of Use




Open









117642




0.37 %














Total




1009519




3.22 %



b.2. Instruments according to Sec. 38 (1) no. 2 WpHG


Type of instrument




Expiration or maturity date




Exercise or conversion period




Cash or physical settlement




Voting rights absolute




Voting rights in %




Swap




10.05.2032









Cash




478949




1.53 %




Call Warrant




31.12.2030









Cash




7070




0.02 %




Call Option




14.06.2022









Cash




3758




0.01 %



















Total




489777




1.56 %



8. Information in relation to the person subject to the notification obligation







Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).




X




Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:





Name




% of voting rights (if at least 3% or more)




% of voting rights through instruments (if at least 5% or more)




Total of both (if at least 5% or more)




The Goldman Sachs Group, Inc.




%




%




%




GSAM Holdings LLC




%




%




%




Goldman Sachs Asset Management, L.P.




%




%




%




-




%




%




%




The Goldman Sachs Group, Inc.




%




%




%




GSAM Holdings LLC




%




%




%




NNIP Holdings LLC




%




%




%




NNIP UK Holdings I Ltd




%




%




%




NNIP UK Holdings II Ltd




%




%




%




NNIP Holdings I B.V. / NNIP Holdings II B.V.




%




%




%




NN Investment Partners Holdings N.V.




%




%




%




NN Investment Partners International Holdings B.V.




%




%




%




NN Investment Partners BV




12.45 %




%




12.45 %




-




%




%




%




The Goldman Sachs Group, Inc.




%




%




%




GSAM Holdings LLC




%




%




%




NNIP Holdings LLC




%




%




%




NNIP UK Holdings I Ltd




%




%




%




NNIP UK Holdings II Ltd




%




%




%




NNIP Holdings I B.V. / NNIP Holdings II B.V.




%




%




%




NN Investment Partners Holdings N.V.




%




%




%




NN Investment Partners International Holdings B.V.




%




%




%




NN Investment Partners Belgium S.A.




%




%




%




-




%




%




%




The Goldman Sachs Group, Inc.




%




%




%




Goldman Sachs Bank USA




%




%




%




Goldman Sachs Bank Europe SE




%




%




%




-




%




%




%




The Goldman Sachs Group, Inc.




%




%




%




Goldman Sachs & Co. LLC




%




%




%




-




%




%




%




The Goldman Sachs Group, Inc.




%




%




%




Goldman Sachs (UK) L.L.C.




%




%




%




Goldman Sachs Group UK Limited




%




%




%




Goldman Sachs International




%




%




%



9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)


Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:


Proportion of voting rights




Proportion of instruments




Total of both




%




%




%



10. Other explanatory remarks:







Date


11 May 2022