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DGAP-PVR: Biofrontera AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

DGAP Voting Rights Announcement: Biofrontera AG


Biofrontera AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution


06.06.2019 / 18:04


Dissemination of a Voting Rights Announcement transmitted by DGAP - a service of EQS Group AG.


The issuer is solely responsible for the content of this announcement.



Notification of Major Holdings



1. Details of issuer


Name:




Biofrontera AG




Street:




Hemmelrather Weg 201




Postal code:




51377




City:




Leverkusen
Germany




Legal Entity Identifier (LEI):




391200D6GFSVFGFQTL13



2. Reason for notification


 




Acquisition/disposal of shares with voting rights




 




Acquisition/disposal of instruments




 




Change of breakdown of voting rights




X




Other reason:
Voluntary group notification due to threshold tangency of a subsidiary



3. Details of person subject to the notification obligation


Legal entity: Deutsche Balaton Aktiengesellschaft
City of registered office, country: Heidelberg, Germany



4. Names of shareholder(s)

holding directly 3% or more voting rights, if different from 3.


SPARTA AG




5. Date on which threshold was crossed or reached:


31 May 2019



6. Total positions


 




% of voting rights attached to shares
(total of 7.a.)




% of voting rights through instruments
(total of 7.b.1 + 7.b.2)




Total of both in %
(7.a. + 7.b.)




Total number of voting rights pursuant to Sec. 41 WpHG




New




12.75 %




%




12.75 %




44,632,674




Previous notification




12.62 %




%




12.62 %




/



7. Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)


ISIN




Absolute




In %




 




Direct
(Sec. 33 WpHG)




Indirect
(Sec. 34 WpHG)




Direct
(Sec. 33 WpHG)




Indirect
(Sec. 34 WpHG)




DE0006046113




1,328,447




4,364,299




2.98 %




9.78 %




Total




5,692,746




12.75 %



b.1. Instruments according to Sec. 38 (1) no. 1 WpHG


Type of instrument




Expiration or maturity date




Exercise or conversion period




Voting rights absolute




Voting rights in %













0




0.00 %




 




 




Total




0




0.00 %



b.2. Instruments according to Sec. 38 (1) no. 2 WpHG


Type of instrument




Expiration or maturity date




Exercise or conversion period




Cash or physical settlement




Voting rights absolute




Voting rights in %
















0




0.00 %




 




 




 




Total




0




0.00 %



8. Information in relation to the person subject to the notification obligation


 




Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).




X




Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:





Name




% of voting rights (if at least 3% or more)




% of voting rights through instruments (if at least 5% or more)




Total of both (if at least 5% or more)




Deutsche Balaton Aktiengesellschaft




%




%




%




ABC Beteiligungen AG




%




%




%




 













Deutsche Balaton Aktiengesellschaft




%




%




%




Prisma Equity AG




%




%




%




 













Deutsche Balaton Aktiengesellschaft




%




%




%




Deutsche Balaton Biotech AG




%




%




%




 













Deutsche Balaton Aktiengesellschaft




%




%




%




SPARTA AG




6.72 %




%




6.72 %



9. In case of proxy voting according to Sec. 34 para. 3 WpHG

(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)


Date of general meeting:

Holding total positions after general meeting (6.) after annual general meeting:


Proportion of voting rights




Proportion of instruments




Total of both




%




%




%



10. Other explanatory remarks:


 




Date


06 Jun 2019
See also:
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